Effect of Urban Informal Settlement Sanitation Improvement on Household Climate Change Adaptation: Evidence from Langas Ward, Uasin Gishu County, Kenya

Authors

  • Rose Kavuli Ndanu The Catholic University of Eastern Africa
  • Dr. Fred K. Wamalwa The Catholic University of Eastern Africa
  • Dr. Florence Nassiwa The Catholic University of Eastern Africa

Abstract

Climate change increasingly threatens sanitation systems in urban informal settlements, yet sanitation improvement remains an underexplored pathway for building household climate resilience. This study examined the effect of sanitation improvement on household climate change adaptation in Langas Ward, Uasin Gishu County, Kenya, focusing on non-sewered toilet installation, hygiene training, institutional collaboration, and the moderating role of community participation. Anchored on the “How Tough is WASH” framework and Arnstein’s Ladder of Citizen Participation, an explanatory sequential mixed-methods design was adopted, combining a structured survey of 347 households (91.3% response rate) with 12 key informant interviews. Quantitative data were analysed using descriptive statistics, Pearson correlation, multiple regression, and hierarchical regression; qualitative data were analysed thematically. Non-sewered toilet installation emerged as the strongest predictor of adaptation (Beta = 0.487, p < 0.001), followed by hygiene training (Beta = 0.401, p < 0.001) and institutional collaboration (Beta = 0.389, p < 0.001), together with education and income as significant covariates. Community participation did not significantly moderate the sanitation–adaptation relationship (B = 0.089, p = 0.056), reflecting predominantly tokenistic participation. Qualitative findings showed that interventions strengthened resilience but were constrained by affordability, flood vulnerability, patchy training coverage, weak institutional coordination, and limited decision-making power for communities. The study concludes that sanitation improvement is an effective, though incomplete, strategy for climate adaptation in informal settlements and recommends flood-resilient sanitation design, strengthened inter-institutional coordination, climate-responsive hygiene education, and a shift from tokenistic to substantive community participation.

Keywords: Sanitation Improvement, Climate Change Adaptation, Informal Settlements, Non-Sewered Sanitation, Community Participation, Kenya

Author Biographies

  • Rose Kavuli Ndanu, The Catholic University of Eastern Africa
    Postgraduate Student, Department of Development Studies, Faculty of Arts and Social Sciences
  • Dr. Fred K. Wamalwa, The Catholic University of Eastern Africa
    Faculty of Arts and Social Sciences
  • Dr. Florence Nassiwa, The Catholic University of Eastern Africa
    Faculty of Arts and Social Sciences

References

Arnstein, S. R. (1969). A ladder of citizen participation. Journal of the American Institute of Planners, 35(4), 216–224. https://doi.org/10.1080/01944366908977225

Braun, V., & Clarke, V. (2006). Using thematic analysis in psychology. Qualitative Research in Psychology, 3(2), 77–101. https://doi.org/10.1191/1478088706qp063oa

County Government of Uasin Gishu. (2023). Uasin Gishu County climate change action plan 2023–2027. County Government of Uasin Gishu.

Creswell, J. W., & Plano Clark, V. L. (2018). Designing and conducting mixed methods research (3rd ed.). Sage.

Folke, C., Hahn, T., Olsson, P., & Norberg, J. (2005). Adaptive governance of social-ecological systems. Annual Review of Environment and Resources, 30, 441–473. https://doi.org/10.1146/annurev.energy.30.050504.144511

Hayes, A. F. (2018). Introduction to mediation, moderation, and conditional process analysis: A regression-based approach (2nd ed.). Guilford Press.

Howard, G., Nijhawan, A., Flint, A., & colleagues. (2021). How tough is WASH? A framework for assessing the climate resilience of water, sanitation and hygiene. University of Bristol.

Iyer, R., & Kohlitz, J. (2024). Climate impacts on rural sanitation: Evidence from Burkina Faso, Bangladesh and Lao PDR. Frontiers in Water, 6, Article 1413225. https://doi.org/10.3389/frwa.2024.1413225

Kenya National Bureau of Statistics. (2019). 2019 Kenya population and housing census. Kenya National Bureau of Statistics.

Krejcie, R. V., & Morgan, D. W. (1970). Determining sample size for research activities. Educational and Psychological Measurement, 30(3), 607–610. https://doi.org/10.1177/001316447003000308

Mosler, H.-J. (2012). A systematic approach to behavior change interventions for the water and sanitation sector in developing countries: A conceptual model, the RANAS approach, and a case study. Journal of Health Psychology, 17(1), 1–19. https://doi.org/10.1177/1359105311418106

Mugenda, O. M., & Mugenda, A. G. (2012). Research methods: Quantitative and qualitative approaches. Acts Press.

Nelson, S., Drabarek, D., Jenkins, A., Negin, J., & Abimbola, S. (2021). How community participation in water and sanitation interventions impacts human health, WASH infrastructure and service longevity in low- and middle-income countries: A realist review. BMJ Open, 11(12), e053320. https://doi.org/10.1136/bmjopen-2021-053320

Nunnally, J. C., & Bernstein, I. H. (1994). Psychometric theory (3rd ed.). McGraw-Hill.

Ogendi, G., & Marendi, D. (2026). Institutional coordination and sanitation service delivery in Kenyan county governments. Journal of Urban Governance, 12(1), 44–61.

Oishi, W., Mizutani, D., Nakazato, Y., McConville, J., & Sano, D. (2026). Adapting sanitation systems to demographic transitions: Optimizing hybrid configurations of sewered and non-sewered solutions. Water Research, 290, 125135. https://doi.org/10.1016/j.watres.2025.125135

Okesanya, O. J., Eshun, G., Ukoaka, B. M., & colleagues. (2024). Water, sanitation, and hygiene (WASH) practices in Africa: Exploring the effects on public health and sustainable development plans. Tropical Medicine and Health, 52, Article 68. https://doi.org/10.1186/s41182-024-00614-3

Ombwayo, J., Kidombo, H., & Gakuu, C. (2026). Moderating influence of stakeholder involvement on the relationship between project management lifecycle and performance of slum upgrading projects: A case of Nairobi City County, Kenya. International Journal of Construction Management. https://doi.org/10.1080/15623599.2024.2398271

Samaddar, S., Oteng-Ababio, M., Dayour, F., & colleagues. (2021). Successful community participation in climate change adaptation programs: On whose terms? Environmental Management, 67(4), 747–762. https://doi.org/10.1007/s00267-020-01421-2

Schrecongost, A., Pedi, D., Rosenboom, J. W., Shrestha, R., & Ban, R. (2020). Citywide inclusive sanitation: A public service approach for reaching the urban sanitation SDGs. Frontiers in Environmental Science, 8, Article 19. https://doi.org/10.3389/fenvs.2020.00019

United Nations Children's Fund. (2020). Climate shift: Nine steps to climate-resilient WASH services. UNICEF.

Water & Sanitation for the Urban Poor. (2020). Water-smart, inclusive, and integrated: Ways to climate-proof sanitation systems. WSUP.

World Health Organization. (2022). Climate-resilient sanitation and health. World Health Organization.

Downloads

Published

2026-09-23

Issue

Section

Articles